| Requirement to maintain liquidity ratio | Minimum capital requirements | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to maintain minimum capital | Minimum capital requirements | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to maintain monetary reserves | Minimum capital requirements | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to obtain approval toestablish branch office or service center | Authorization / permit requirements | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirement to obtain license | Licensing (based on experience, track record, technical requirements, and/or other) | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to pay annual fee and a percentge of registered capital | Fee | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to pay application and issuance fees | Fee | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to pay licensing fee | Fee | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to receive prior approval for certain amount of shares transferred | Authorization / permit requirements | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Requirement to register funds raised from sale of public fund units | Administrative Requirements | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirement to submit a proposal and seek approval from the SC to issue stocks | Authorization / permit requirements | Security Exchange commission | Decree on Structure and Operation of Lao Securities Commission No. 188/PM, dated 24 July 2013 | 31-12-9999 |
| Requirements for approval of auditors of audit company include membership of association | Requirement to subscribe to association | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for conditions for incorporation of asset management company | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for conditions to incorporate securities company include registered capital | Minimum capital requirements | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for establishing public fund include having licensed fund managers | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for foreign investors wishing to trade securities | Performance requirements (mandatory) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for issuance of corporate bonds to the public | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Regulation on issuance of corporate bond No. 019/LSC, dated 22 December 2014 | 31-12-9999 |
| Requirements for location of data recovery site | Administrative Requirements | Security Exchange commission | Notification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 2012 | 31-12-9999 |
| Requirements for securities business professional license | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for specific form to establish of a securities company by a foreign securities company | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
