| Requirements for the conditions for commercial bank to act as custodian bank | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met by issuer wishing to list its securities on the securities exchange | Performance requirements (mandatory) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met to establish public funds | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met to establish public funds include having a license | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to incorporate an asset management company | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirent for changes to information technology system of securities companies to be first approved | Performance requirements (mandatory) | Security Exchange commission | Notification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 2012 | 31-12-9999 |
| Restrictions on business operations | Numerical restrictions (operation / output) | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Restrictions on investment not exceeding percentage of capital | Numerical restrictions (operation / output) | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Adherence to anti money laundering measures | Performance requirements (mandatory) | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Allocation of net profits | Performance requirements (mandatory) | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Annual auditing | Performance requirements (mandatory) | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Annual Publication of financials | Administrative Requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Application Fee | Fee | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Application of prescribed accounting system | Administrative Requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Approval required for establishment of branches and service units | Authorization / permit requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Articles of Association in compliance with the law | Administrative Requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Capital requirement for deposit taking microfinance institutions | Administrative Requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Document Retention and Archiving | Administrative Requirements | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Establishment | Form of establishment | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
| Maintenance of prudential requirements | Performance requirements (mandatory) | Bank of the Lao PDR | Decree on Microfinance Institutions No. 460/G, dated 3 October 2012 | 31-12-9999 |
